CFTCLicensingJune 18, 2026

CFTC Seeks Input on Rules That May Block Fintech Firms From Market Access

The CFTC is issuing a Request for Information under Executive Order 14405 to identify its regulations, guidance, no-action letters, and other items that may unnecessarily prevent fintech firms from partnering with CFTC-regulated intermediaries (FCMs, swap dealers, DCMs, etc.) or from obtaining CFTC registrations. Crypto and fintech firms that interact with derivatives markets—or that aspire to register with or partner with CFTC-regulated entities—have a rare opportunity to flag specific regulatory barriers. Comments submitted now can directly shape rule amendments and streamlined registration pathways.

What to do

Review your firm's pain points with CFTC registration requirements or partnership restrictions with FCMs/swap dealers and prepare a comment letter responding to the RFI before the deadline.

Who this affects

Crypto ExchangeDeFi / Web3Fintech / NeobankMoney Services BusinessBroker-Dealer / RIAOther

Does this affect your program?

Pick your institution type for an instant read on whether you're in scope — then see exactly which sections of your own policies this changes.

Source

Read the official publication

This radar entry is educational and does not constitute legal advice. Summaries are AI-assisted and grounded in the linked official source; always verify against the primary source and consult qualified legal counsel for jurisdiction-specific guidance.

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